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How are Advisors Using the iPad for Business? (Survey Results)
I can’t attend an event without noticing someone using an iPad. Case in point: an opening where a fellow photographer used her iPad to take pictures at the gallery. And, an executive roundtable I...
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Advisors and the Cloud: Welcome to the New World of Computing
It's official…the Cloud is here, and it's not new anymore. The other week, I embarked on an ambitious project, one which I have tried every now and again over the past ten years and which has...
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Compliance Brief: Analyzing FINRA’s Regulatory Notice 11-39
a new set of rules, but rather acts as an addendum to Notice 10-06) Recordkeeping. The obligations of a firm to keep records of communications made through social media depend on whether the content...
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